Ketamine Assisted Psychotherapy–New Informed Consent and Sub-Lingual Lozenge and IM Protocol

Ketamine Assisted Psychotherapy–New Informed Consent and Sub-Lingual Lozenge and IM Protocol

The Center for Transformational Psychotherapy 

(415) 550-1700
CA G-33570
Fax (415) 721-0895

(415) 497-2911
MFT #45303

 Contents: Scroll Down for Sections on Fees, Informed Consent, Protocol, IJTS Journal 


The standard in Ketamine therapy is 6 sessions in 2 or 3 weeks to begin, as response is evaluated. Most Ketamine providers (intra-venous IV) have clients come in to the office for those 6 sessions and charge accordingly. We are unique in that after the initial ketamine session in office we provide, with supervision, the ketamine sessions to be done at home by the client. This protocol greatly reduces costs to clients. Usually there are 2 in-office sessions in the first month, and then 1 every 2-6 weeks until symptoms are under control, depending on each person and their process.

We provide intense psychotherapy with a psychotherapist and psychiatrist for each session in office. Most Ketamine providers do not offer psychotherapy while the patient is in treatment w Ketamine.

Ketamine Assisted Psychotherapy

1. Comprehensive Medical/Psychiatric Assessment and Screening

Intake and Initial Evaluation – $375.00

2. Sublingual Lozenge and /or Ketamine IM (intramuscular) in office Sessions –

$1000.00 each session. Generally, sessions last 2 and 1/2 to 3 hours and are done with concurrent psychotherapy with 1-2 therapists.

3. Follow-up Integrative Session – without a ketamine medicine session- (60-90    min.) – $375.00

Additional Integrative/Psychotherapy Sessions:

with JA- $150.00 per hr.                                      with PW-$300.00 per hr.

An Intake Form and other measures will be sent to you at the time of making your appointment.

Because of the complexity of scheduling long sessions, we ask that you give at least 48 hours notice for a cancellation. Otherwise, charges will apply. Thanks for understanding.


Ketamine is now an “off-label” treatment for various chronic “treatment-resistant” mental conditions. Ketamine is a Schedule III medication that has long been used safely as an anesthetic and analgesic agent and now, often effectively for treatment of depression, alcoholism, substance dependencies, PTSD and other psychiatric diagnoses as well as for existential, psychological and spiritual crises and growth.

How Does It Work?
The current, most probable, understanding of ketamine’s mode of action is as an NMDA antagonist working through the glutamate neurotransmitter system. This is a very different pathway than that of other psychiatric drugs such as the SSRIs, SNRIS, lamotrigine, anti-psychotics, benzodiazepines, etc.

Ketamine is classified as a dissociative anesthetic, dissociation meaning a sense of disconnection from one’s ordinary reality and usual self. At the dosage level administered to you, you will most likely experience mild anesthetic, anxiolytic, antidepressant and, potentially, psychedelic effects. While more recent work has demonstrated the possibility of an anti-depressant response to low dosages of ketamine administered intravenously, intra-nasally and sublingually (orally) that produce minimal psychedelic effects, this effect tending to be more sustained with repeated use—in other words, a cumulative effect–it is our view that psychedelic, ‘dissociative’ experiences may well be instrumental in providing a more robust effect. This may well include a positive change in outlook and character that we term a ‘transformative’ response. We employ both sublingual and IM –sublingual and IM—generally beginning with the sublingual–as will be described herein.

Essential to both methods are time-outs from usual experience, this period being of varying duration, usually 30 minutes to 2 hours, that tends to be dose and method of administration related. Relaxation from ordinary concerns and usual mind, while maintaining conscious awareness of the flow of mind under the influence of ketamine is characteristic. This tends to lead to a disruption of negative feelings and obsessional preoccupations. It is our view that this relief and the exploration and experience of other possible states of consciousness are singularly impactful. As therapists, we act as guides to the experience and process the experience and its impacts with our patients before and after the sessions.

It is essential that you be followed very closely during and after your treatment. This may will include Blood Pressure and pulse measurements, psychological measures before each session (We are very serious about understanding what we and ketamine are accomplishing). We follow-up and support your treatment by telephone, email and in-person contact. We guide you with the at-home sessions and look forward to your reports.

You will be entering a psychotherapy program that will prepare you for your ketamine session(s) and assist you in integrating your experience(s) afterwards. This program emphasizes the possibilities for change and the seriousness of your and our effort to assist you.

How Long Will It Take Before I Might See Beneficial Effects?
You may experience important positive changes in personality, mood and cognition during treatment, in the aftermath, and in the days and weeks that follow. Some experiences may be temporarily disturbing to you. The ketamine experience itself is designed to enable your own healing wisdom to be accessed and beneficial to you. The psychotherapy support you will receive will aid you in making your experience(s) valuable and understandable to you. We will endeavor to assist you in changing patterns of mind and behavior that are of concern and cause you difficulty.

Why Ketamine Assisted Psychotherapy?
The purpose of the sub-lingual ketamine lozenge sessions is to generate a robust anti-depressant, or other (PTSD, anxiety, etc) benefit that often occurs over time with repetition of administraion of the lozenges, in concert with the IM sessions. For certain individuals, only the lozenge experience may be utilized.

We generally begin treatment with you by assessing repsonsiveness to the lozenge, this to precede the first IM session, or to continue on a lozenge only basis. This enables us to make a decision about the effectiveness of the lozenge and to adjust the dose. You will be given lozenges to take home for designated evening ketamine sessions, in between IM sessions, or on their own—lozenges only. Such sessions will be supported with periodic psychotherapy sessions in which you will meet with us. The sub-lingual lozenge sessions with accompanying paychotherapy may well be your successful strategy with ketamine.

The literature indicates a response rate to treatment ressistant depression (TRD) (information coming primariy from using the low dose IV drip method) of 40-50%–the precentage of patients having remissions, this with multiple sessions. Relapses do occur and may require periodic additional sessions. Over time, a certain small number of patients may become un-responsive to further ketamine sessions.

In our ever growing experience, the combination of the sub-lingual method (which is equivalent or stronger in effect–and much less expensive and cumbersome than the IV method) variably coupled with the IM sessions and within a framework of psychotherapy will exceed this rate of response.

The purpose of the intra-muscular ketamine experience is to create a non-ordinary (“altered”) state of consciousness in order to facilitate profound transpersonal (“transcendental”, “mystical”, “spiritual”, “religious”) peak experiences. These may prove to be auspicious in resolving your existential problems, accelerating your psycho-spiritual growth and leading to a deep personal transformation and optimization of your lifestyle.

Such change is best facilitated within a structured supportive psychotherapeutic milieu in connection with therapists who have a view of your issues, hopes, desires, and struggles. As a byproduct of your experience you may well feel improvement in your emotional state and reduction in symptoms that bother you such as depression, anxiety, and post-traumatic manifestations. You may well notice that you are a bit different after a ketamine experience and that difference may well be liberating and allow for new mindfulness and new behavior.

We may well ask that new patients undergoing IM treatment make a commitment for three IM sessions as a minimum exposure to this method of employing ketamine. This allows for familiarization with this potent experience and the amplification of its benefits.

We undertstand that you are able to withdraw from our treatment at any time. Your experience will be unique to you. And if you and we decide to have additional sessions using ketamine, each of your sessions will be different. The number of sessions varies based on personal needs and treatment responses. We cannot pre-program your experience. We do our best to give a prognostic view as we learn with you how KAP affects you. All KAP journeys are adventures that cannot be programmed. They evolve from your own being in relation to this substance. Journeys vary in intensity from the sublingual lozenge trances to the IM experiences. While it is best to form an intention for your journey, you may or may not be able to hold onto that. Indeed, no holding on is best and the journey will flow whether or not you hold on and resist, or follow the path that unfolds and relax into it. Holding on is the main source of anxiety in this and other related journeys. A ketamine session can be light, dark, or both. There will be concepts, visions, encounters, and you may well deal with your own death, mortality, and immortality. Not everyone enjoys all parts of the journey, but everyone comes through it.

Before participating in ketamine treatment, you will be carefully interviewed to determine if you are eligible for ketamine therapy, including a medical history, a physical exam if deemed necessary, review of your medical/psychiatric records, a psychiatric history and administration of brief psychological tests to assess your state of mind.

Pregnant women and nursing mothers are not eligible because of potential effects on the fetus, or nursing child. The effects of ketamine on pregnancy and the fetus are undetermined, and therefore, it is advisable to protect against pregnancy while exposing yourself to ketamine or in the immediate aftermath of its use.

Untreated hypertension is a contra-indication to ketamine use as the substance causes a rise in BP. Similarly, a history of heart disease may make you ineligible to participate.

Information on ketamine’s interaction with other medicines is only partially available and it will be assessed as to your eligibility for KAP.

Ketamine should not be taken if you have untreated hyperthyroidism. There have also been reports of some decrease in immune function in patients receiving surgical doses of ketamine.

Ketamine has an extensive record of safety and has been used at much higher doses for surgical anesthesia, without respiratory depression.

During the Ketamine administration session, you will be asked to make two (2) agreements with the therapist(s) to ensure your safety and well-being:

1. You agree to follow any direct instructions given to you by the therapist(s) until it is determined that the session is over, and

2. You agree to remain at the location of the session until the therapist(s) decides you are ready to leave.

The length of ketamine sessions varies from person-to-person and from experience-to-experience. You will be mostly internally focused for the first 45 minutes to one-hour-and-a-half following IM administration of ketamine. You will continue to remain under ketamine’s influence at a lesser level for at least one hour. Under my care, ketamine will be given as an intramuscular injection into the shoulder or buttocks at doses of 50 mg to 100 mg (130mg maximally). The choice of dose will depend on prior exposure to ketamine and other psychedelics, body weight, and sensitivity. Naïve subjects will receive a lower dose initial session. It is always better to start with a lower dose to reduce anxiety and become familiar with what a substance may produce in you. There is always an opportunity to make a choice for a larger dose at a future date. It is more difficult to correct a bad experience because of too high an initial dose and the anxiety it may engender. Individuals experienced with psychedelics may receive a higher initial dose. Ketamine IM creates an unusual experience of formlessness and a dissolving of boundaries and has novel effects on the mind. Therefore, it is much better to have an initial learning experience.

The intial IM and subsequent IM sessions may be preceded by administration of one or more sublingual lozenges each containing 50-100 mg of ketamine. It will dissolve slowly and we ask you not to swallow your saliva for at least 10 minutes. Ketamine will penetrate the oral mucosa—lining of your mouth—and will be absorbed rapidly in that manner. This will give us a measure of your responsivity to ketamine.

At the end of the session you will be given lozenges and a plan for their use at home preceding the next IM session. We suggest you use the lozenge in the evening at least two hours before your usual bedtime; that you lie in a quiet, comfotable space, assuming a meditative attitude, listen to gentle non-lyric containing music of your choice; not watch television or use the computer; and do not drive afterward or operate potentially hazardous machinery. We advocate that you do not use alcohol preceding ketamine sessions as this may have negative emotional and physiological consequences.

Preparation for a ketamine session requires assessment by your therapist of your readiness and a sense of connection between you and your therapist. We are engaging in a therapeutic endeavor to benefit you and those who are affected by you. Together, we are creating a state of mind (set) in safe and conducive setting. After ketamine IM and sub-lingual use, you will have follow-up sessions that focus on integration of your experience and may lead to further sessions, if you so wish, and if that is in accord with your therapist’s view of your treatment.

You may ask the therapist(s) any questions you may have concerning the procedure or effects of ketamine at any time. Your consent to receive ketamine may be withdrawn by you, and you may discontinue your participation, at any time up until the actual injection or lozenge has been given.

You will be asked to lie still during the ketamine administration because your sense of balance and coordination will be adversely affected until the drug’s effect has worn off–generally two and up to four hours after the injection. It is possible you may fall asleep. Other possibilities for adverse effects include blurred and uncomfortable vision (you are advised to keep your eyes closed until the main effects have worn off), slurred speech, mental confusion, excitability, diminished ability to see things that are actually present, diminished ability to hear or to feel objects acccurately including one’s own body, anxiety, nausea and vomiting. Visual, tactile and auditory processing are affected by the drug. Music that may be familiar is not ordinary. Synesthesia—a mingling of the senses may occur. Ordinary sense of time will morph into time dilation.

Because of the risk of nausea and vomiting, please refrain from eating and drinking for at least the 6 hours preceding the session. And eat lightly when you do. Hydrate well in that same time frame.

If you are unduly nauseated, you may be offered an anti-nausea medication—odansetron—in pill or oral dissoving tablet forms.

Ketamine generally causes a significant increase in blood pressure but usually not pulse rate. If blood pressure monitoring reveals that your blood pressure is too high, you may be offered clonidine to remedy this.

Agitation may occur during the course of a ketamine session. If your agitation is severe, you may be offered lorazepam orally or by injection to help you relax.

The administration of Ketamine may also cause the following adverse reactions: tachycardia (elevation of pulse), diplopia (double vision), nystagmus (rapid eye movements), elevation of intraocular pressure (feeling of pressure in the eyes) and anorexia (loss of appetite). The above reactions occurred after rapid intravenous administration of ketamine or intramuscular administration of high doses of ketamine (in a range of greater than 5 mg/kg used for a surgical anesthesia. The dose to be used in this sub-anesthetic ketamine therapy is much lower (2 mg/kg or less).

Driving an automobile or engaging in hazardous activities should not be undertaken until all effects have stopped–and if for any reason they continue a driver may be necessary. You will be assessed for safety prior to leaving the office premises.

In terms of psychological risk, ketamine has been shown to worsen certain psychotic symptoms in people who suffer from Schizophrenia or other serious Mental Disorders. It may also worsen underlying psychological problems in people with severe Personality Disorders.

During the experience itself, some people have reported frightening and unusual experiences. These frightening experiences, however, may be of paramount value to your transition to recovery from the suffering that brought you to your KAP work. They will stop! You will receive psyhotherapeutic help and ongoing guidance from your therapist.

Ketamine belongs to the same group of chemicals as Phencyclidine (Sernyl, PCP, “Angel dust”). This group of chemical compounds is known chemically as Arylcyclohexylamines and is classified as Hallucinogens (“Psychedelics”). Ketamine is a controlled substance and is subject to Schedule III rules under the Controlled Substance Act of 1970. Medical evidence regarding the issue of drug abuse and dependence suggests that ketamine’s abuse potential is equivalent to that of phencyclidine and other hallucinogenic substances.

Phencyclidine and other hallucinogenic compounds do not meet criteria for chemical dependence, since they do not cause tolerance and withdrawal symptoms. However, “cravings” have been reported by individuals with the history of heavy use of “psychedelic” drugs. In addition, ketamine can have effects on mood (feelings), cognition (thinking), and perception (imagery) that may make some people want to use it repeatedly. Therefore, ketamine should never be used except under the direct supervision of a licensed physician.

Repeated, high dose, chronic use of ketamine has caused urinary tract symptoms and even permanent bladder dysfunction is individuals abusing the drug. This does not occur within the framework of our study.

You will be provided just the amount of lozenges necessary for your treatment. They have no street value.

No other procedure is available in medicine that produces ketamine’s effects. Major Depression (MDD), PTSD and Bipolar Disorders are usually treated with anti-depressant medications, tranquilizers, mood stabilizers and psychotherapy. Electroconvulsive therapy (ECT), and the recently introduced Transcranial Magnetic Stimulation (TMS) are also in use for treatment-resistant-depression. Ketamine has also been used in the treatment of addictions and alcoholism as part of comprehensive and usually residential treatment programs, primarily abroad.

Your privacy and all therapy records will be kept confidential. They will be maintained with the same precautions as ordinary medical records. To allow others access to your records, you will have to provide a signed release form. The results of this ketamine therapy may be published in clinical literature. Published reports will not include your name or any other information that would identify you.

Please be aware that the Food and Drug Administration (FDA) has not yet established the appropriateness of Ketamine Assisted Psychotherapy and its use is considered off-label, the only official ’indication’ for use of ketamine being anesthesia. Your awareness of this situation is key to understanding any liability associated with your use of ketamine. Your informed consent indicates you are aware of this situation.

Ketamine is a new psychiatric treatment—the primary studies have been with depression, bipolar disorders and alcoholism. It is not yet a mainstream treatment, though there are now many studies that demonstrate that it may be an effective treatment. There is an expanding array of ketamine clinics across the country, primarily administering ketamine intr-venously, and usually without a therapy component—in other words, as a drug. That therapeutic effect generally occurs with more than one treatment and is most robust when part of an overall treatment program. It may not permanently relieve depression. If your depressive symptoms respond to Ketamine Assisted Psychotherapy, you may still elect to be treated with medications and ongoing psychotherapy to try to reduce the possibility of relapse. Over time, you may also need additional ketamine treatments or other therapies to maintain your remission.

Your decision to undertake Ketamine Assisted Psychotherapy is completely voluntary. Before you make your decision about participating in KAP, you may ask and will be encouraged to ask–any questions you may have about the process.

Even after agreeing to undertake Ketamine Assisted Psychotherapy, you may decide to withdraw from treatment at any time.

I understand that I am to have no food or drink 4 hours prior to my Ketamine session

I understand that I need to have someone drive me home from the sessions, and not engage in any driving or hazardous activity for at least 4 hours or more– depending on th continued presence of effects after my session has concluded.

This consent form contains information about the use of sub-anesthetic dosages of ketamine for psychiatric purposes including depression. Ketamine was approved by the FDA for use as an anesthetic agent several decades ago. The administration of ketamine in lower, sub-anesthetic doses to treat pain, depression, or other psychiatric diagnoses is a newer, off-label use of ketamine. Psychiatric use of ketamine has become relatively wide-spread in recent years, has been studied and promoted by researchers at the National institute of Mental Health, and has had front-page publicity as the newest anti-depressant with its own novel pharmacological mechanism of action. Ketamine has been administered by intravenous, intramuscular (IM), sub-lingual, oyral, and intra-nasal routes. Often, it has been used after other treatment approaches have been unsuccessful.

Once you indicate that you have understood the benefits and risks of this treatment, you will be asked to sign this form in order to participate in this treatment. You will be given a signed copy of this form to keep for your own records. This process is known as giving informed consent.

By signing this document, you indicate that you understand the information provided and that you give your consent to the medical procedure to be performed during your participation in ketamine treatment.

Please read this consent form carefully, and feel free to ask questions about any of the information in it.


By signing this form I agree that:

1. I have fully read this Informed Consent form describing Ketamine Assisted Psychotherapy and agree to its terms holding harmless the practitioner(s) involved in my care–waiving, releasing and discharging all claims, rights, and or causes of action, which may arise out of or in connection with my participation in KAP. No oral or written statements, representations, or inducements have been made to cause me to enter into this agreement.

2. I have had the opportunity to raise questions and have received satisfactory answers.

3. I fully understand that the ketamine session(s) can result in a profound change in mental state and may result in unusual psychological and physiological effects.

4. I give my consent to the use of lorazepam if deemed necessary for agitation, to odansetron for nausea, and for clonidine for high blood pressure.

5. I have been given a signed copy of this Informed Consent form, which is mine to keep.

6. I understand the risks and benefits, and I freely give my consent to participate in KAP as outlined in this form, and under the conditions indicated in it.

7. I understand that I may withdraw from KAP at any time, up until the actual injection, or lozenge has been given.

8. I agree that should a legal action be brought for any reason; all disputes will be litigated in Marin County in the State of California and I agree to waive any rights I may have in litigating in any other jurisdiction. I agree to mandatory arbitration of any disputes as per the rules of the American Arbitration Association. KAP practitioners are committed to make good faith efforts to resolve disputes or claims arising from participation in KAP.

I voluntarily sign my name evidencing acceptance of the provisions of this agreement.

SIGNATURE  ______________________________


PRINTED NAME__________________________


I have carefully explained the nature of Ketamine Assisted Psychotherapy to _________________________. I hereby certify that to the best of my knowledge, the individual signing this consent form understands the nature, conditions, risks and potential benefits involved in participating in KAP.
A medical problem or language or educational barrier has not precluded a clear understanding of the subject’s involvement in KAP.


_______________                            ______________
Signature of Physician                            Date

7/11/17 IC